Some motions may be filed either in the appellatecourt or in the lower tribunal, while others may be filed only in one forum or the other. Consequently, the first step in seeking relief by motion during the course of an appellateproceeding is to determine where the motion should be filed.
Although the date the record is transmitted controls the forum for resolving a procedural issue, the nature of the issue is more likely to determine the proper place to seek relief on a substantive matter. There are certain substantive issues that commonly are raised in the course of an appeal that must be presented by filing a motion in the lower tribunal before they may be considered in the appellatecourt. The following five types of motions fall in this category:
(1) a motion for stay pending review in a civil case,
(5) a motion for temporary alimony or support pending an appeal in a family-law case.8
For each of these issues, the correct procedure is to file the motion in the lower tribunal and to obtain an order, which is then subject to review in the appellatecourt.
The method for postponing the enforcement of a judgment in a criminal case differs from the method for obtaining a stay of a civil judgment, but the underlying principles are the same. A defendant who has appealed a criminal conviction and who seeks to avoid incarceration during the appeal must file a motion for post-trial release in the trial court.10 Assuming the defendant is eligible for post-trial release, the trial court may consider evidence presented by the defense or by the state. If the motion is granted, the defendant’s release effectively stays the judgment and sentence pending the appeal.
Another matter to consider before filing a motion in an appellatecourt is whether the motion will be timely. Although Rule 9.300 does not impose a general time limitation for filingappellatemotions,18 a time limit may be set by a more specific rule governing the issue raised by the motion. Moreover, an unreasonable delay in filing a motion may be grounds to deny relief, even if the motion is not one that must be filed within a certain period of time.19
Several other motions, although not governed by a time limitation expressed in a set number of days, are controlled by the appellate time limits for submitting other documents. For example, “[a] motion for attorneys’ fees may be served not later than the time for service of the replybrief,”24 and a request for oral argument must be served not later than the date on which a party would be entitled to file his or her last brief.25
Some motions are affected by practical time limits imposed by the circumstances. For example, a motion for extension of time is not directly controlled by any time limitation set out in the Rules, but it is apparent that such a motion must be filed before the expiration of the time sought to be extended. To that extent, the time period in issue also serves as a practical limitation on the time for filing the motion for extension.
Even if a motion is not subject to a fixed time limit, a delay in filing the motion might serve as an independent ground to deny the requested relief.26 This is because the appellatecourts have the inherent power to conclude that a motion is untimely under the circumstances of a given case. The most important factors that a court should consider when determining whether an appellatemotion is untimely are:
(1) the purpose and effect of the motion,
Motions filed under the Rules are unlike those submitted to the trial courts in that they must contain all of the information necessary for a decision. Because the Rules do not afford the moving party an opportunity to present evidence and argument in a hearing, as would ordinarily be the case at the trial level, a motion filed in an appellatecourt must be a self-contained statement of the claim for relief.
If the motion is one that seeks an extension of time, it also must include a certificate stating the opposing party’s position on the request.32 Failure to include a certificate regarding the position of opposing counsel in a motion for extension of time may result in the summary denial of the motion.33
The appellatecourts rely on the representations of counsel in routine requests for extensions of time.34 Given the inherent ethical considerations, counsel for the moving party should exercise particular care in representing the opposing attorney’s position. If the opposing attorney has orally consented to the extension or other request for relief, the movant’s attorney should confirm the consent in writing. A confirmation letter may help demonstrate the accuracy of the representation in the motion if a subsequent dispute about the consent arises.35
The practice of consulting with opposing counsel is required with respect to motions for extensions of time, but it is a good idea to ascertain the opponent’s position on any motion.36 There are other types of motions that could be simplified greatly by an agreement on one or more of the issues. In this regard, the nonmoving party should consider carefully the need to oppose an appellatemotion. Opposition should not be raised merely out of the mistaken belief that the adversary process requires some form of controversy regarding every issue before the court.
It is appropriate to submit an appendix in support of an appellatemotion, and, in some situations, preparing and filing an appendix would be the best method of providing a factual basis for the arguments presented to the court.37 An appendix to a motion should be prepared in the same fashion as an appendix to an appellatebrief, and it should be filed and served along with the motion, either as an attachment or as a separate document.38 Unless the appendix contains documents or other exhibits of nonconforming sizes, it should be prepared on letter-size paper measuring eight and one-half by eleven inches.39
The need for an appendix often depends on the stage of the proceedings in which the motion is filed. A motion that presents a substantive issue to the appellatecourt before the record has been transmitted by the lower tribunal is likely to require an appendix. At that point, the appellatecourt would not have access to the material facts necessary to resolve the issue raised in the motion. On the other hand, a motion presented to an appellatecourt after the record has been transmitted is less likely to require an appendix. For example, it is unlikely that an appendix would ever be required in support of a motion for rehearing. At that point, any fact necessary to support the motion would be in the record already before the court.
30. The committee notes to Rule 9.300(a)express the view that briefs on motions are cumbersome and unnecessary. Id.9.300 comm. nn. 1977 amend. The notes explain further that “[a]ny matters that formerly would have been included in a brief on a motion should be included in the motion.” Id.
37. The material portion of Rule 9.300(a) states that “[a] motion may be accompanied by an appendix, which may include affidavits and other appropriate supporting documents not contained in the record.”
40. According to Rule 9.300(a), an appendix to a motion “may include affidavits and other appropriate supporting documents not contained in the record.” Matters that are outside the record should not be included unless they are necessary to provide a complete presentation of the motion. “Although affidavits and other documents not appearing in the record may be included in the appendix, it is to be emphasized that such materials are limited to matter[s] germane to the motion, and are not to include matters related to the merits of the case.” Id. comm. nn. 1977 amend.
“[a]ll original papers shall be filed either before service or immediately thereafter. A copy of all documents filed under these rulesshall, before filing or immediately thereafter, be served on each of the parties.”
Thus, it is important to determine whether a motion is the type that will suspend the time schedule for filing or service of other papers in the appellatecourt.
If the motion is in the general class of motions that operates to toll the appellate time schedule, it will have that effect even if it appears to be unmeritorious.52 Whether the time periods will be extended automatically under Rule 9.300(b) is a question that is resolved by considering the nature of the motion and not its relative merit. However, the motion must be one that is authorized or it will not toll the time for filing other papers in the appellatecourt. An unauthorized appellatemotion will be treated as a nullity, and it will be ineffective to toll the time periods that otherwise would apply to the case.53
51. A motion filed in the Supreme Court will not toll the appellate time periods “unless accompanied by a separate request to toll time.” Id.9.300(d)(10). The committee notes explain that this section of the Rule “codifies current practice in the supreme court, where motions do not toll time unless the court approves a specific request, for good cause shown, to toll time for the performance of the next act.” Id.9.300 comm. nn. 1977 amend. The Appellate Rules Committee further observed that “[v]ery few motions filed in [the Supreme Court] warrant a delay in further procedural steps to be taken in a case.” Id.
The proper method for the party opposing the motion to state a position on the relief is to serve a written response.57 A response should include a complete presentation of the factual representations and legal arguments necessary to support the contention of the responding party. Briefs are not permitted in support of either a motion or a response.58 Because oral argument is unlikely, a response should be drafted with the expectation that it will be the sole form of advocacy.
A response to a motion filed in an appellatecourt must be served “within ten days of service of the motion.”59 However, the time for serving a response is fifteen days if the motion was served on the opposing party by mail.60 If additional time is needed to prepare a response, counsel may file a motion for extension of time to respond. The appellatecourt has authority to shorten or extend the time period for filing a response.
61.Fla. R. App. P. 9.300(a). Rule 9.300(a) authorizes the filing of an appendix to a motion. Id. By implication, it also would be proper to file an appendix in support of a response to the motion. Otherwise, the opposing party may not have an effective means of rebutting the factual material set forth in support of the motion. The conclusion that an appendix to a response is permitted also is supported by Rule 9.220, the Rule governing the filing of an appendix generally, which expressly includes the term “response” in the list of appellatepleadings that may be supported by an appendix.