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SECTION VII | INJUNCTIVE RELIEF: AN EXCEPTION TO JUDICIAL IMMUNITY

It has been accepted in the circuits, and implied by the Supreme Court,124 that judicial immunity is limited to damages and does not extend to injunctive relief. Littleton v. Berbling,125 a leading case from the Seventh Circuit, so held where class discrimination based on race was alleged in connection with the application of the criminal laws. It relied primarily on two decisions, also involving class discrimination based on race, which found that judicial immunity extended only to immunity from damages.126 However, the injunctive relief exception is apparently not limited to class discrimination cases. The Second Circuit, in a case which involved plaintiff's attempt to enjoin disciplinary proceedings instituted against him by the judges of the Appellate Division of New York, has stated:
"[N]o sound reason exists for holding that federal courts should not have the power to issue injunctive relief against the commission of acts in violation of a plaintiff's civil rights by state judges acting in their official capacity."127
The Fourth Circuit has more recently taken a similar position.128

Despite this general acceptance of an injunctive relief exception,129 concern has been expressed about interfering with the exercise of state judicial discretion. As stated by Judge Dillion, dissenting in Littleton:
[In the cases... in which this [exception] has been applied, the equitable relief granted has invariably been in the form of a prohibitory injunction, confining such officials to the limits of their legal authority. There is a great difference between ordering an official not to do a particular act, measurable by objective standards, and in ordering him to exercise his discretion in a certain general way, measurable only by subjective standards.130
The Fifth Circuit has expressed a similar note of caution in a case where the plaintiff in effect was asking the federal court to hold the decision of a state appellate court to be unconstitutional. While it ended up relying on collateral estoppel, the court did observe that the plaintiff's "requested relief would directly and irrebutably interfere with a discretionary judicial function."131 However, the concern reflected in such cases is not with the threat to judicial independence stemming from unhappy litigants, as it is in cases involving actions for damages. The concern is rather with the sensitive relationship between state and federal courts when the latter attempt to regulate state judicial conduct. Indeed, the Supreme Court raised this federalism and comity concern in connection with injunctive relief directed against judges and prosecutors who were allegedly enforcing the criminal laws in a racially discriminatory way.132

The injunctive relief exception to judicial immunity seems to be the equivalent of a bifurcated approach to the meaning of "person" under section 1983; that is, a judge, because he is absolutely immune, is treated as if he were not a "person" for damages purposes, but is treated as a "person" for injunctive relief purposes. Despite the difficulty in another context with such a bifurcated approach,133 there is no such difficulty here. The Court would use the Ex parte Young134 fiction and consider the judge being sued for injunctive relief as an individual stripped of his official functions and thus as a "person" for 1983 purposes. Furthermore, applying judicial immunity to a judge does not mean that he is not a "person," but only that he is a "person" who is absolutely immune from liability for damages and not from injunctive relief.
Footnotes
124 O'Shea v. Littleton, 414 U.S. 488, 499 (1974). The Court implied that if there is a showing of irreparable injury which is both great and immediate there is the possibility that injunctive relief will issue. It is clear that the Supreme Court is reluctant to permit federal equitable intervention in proceedings involving state officials. See generally A GUIDE TO SECTION 1983 chapter 5.
125 468 F.2d 389 (7th Cir. 1972), rev'd on other grounds sub. nom. O'Shea v. Littleton, 414 U.S. 488 (1974).
126 United States v. Clark, 249 F. Supp. 720, 722 (S.D. Ala. 1965) (three judge court) and United States v. McLeod, 385 F.2d 734, 738 n.3 (5th Cir. 1967).
127 Erdmann v. Stevens, 458 F.2d 1205, 1208 (2d Cir. 1972), cert. denied, 409 U.S. 889 (1972). See also Law Students Civil Rights Research Council, Inc. v. Wadmond, 299 F. Supp. 117, 123 (S.D.N.Y. 1969) (three judge court), aff'd, 401 U.S. 154 (1971).
128 Timmerman v. Brown, 528 F.2d 811 (4th Cir. 1975). See also Fowler v. Alexander, 478 F.2d 694 (4th Cir. 1973) which relied on Littleton. Id. at 696. Fowler did not involve class discrimination.
129 See Shipp v. Todd, 568 F.2d 133 (9th Cir. 1978), in which the court held that while a court clerk acting pursuant to judicial direction was absolutely immune from liability for damages, he was not immune from injunctive relief ordering him to expunge the plaintiff's state criminal conviction.
130 Littleton v. Berbling, 468 F.2d 389, 415 (7th Cir. 1972), rev'd sub. nom. O'Shea v. Littleton, 414 U.S. 488 (1974).
131 Cheramie v. Tucker, 493 F.2d 586, 588 (5th Cir. 1974), cert. denied, 419 U.S. 868 (1974).
132 O'Shea v. Littleton, 414 U.S. 488, 499-502 (1974). This was the second ground used in reversing the Seventh Circuit. See note 125 and accompanying text supra. The first ground was the absence of a case or controversy.
Federalism and comity concepts are beyond the scope of this Article. These concepts are however, of considerable significance in cases involving attempts by 1983 plaintiffs to secure declaratory or injunctive relief in connection with the constitutionality of state statutes involved in pending state criminal proceedings. See Younger v. Harris, 401 U.S. 37 (1971) and its numerous progeny. So-called "Younger abstention" is discussed briefly in C. WRIGHT, LAW OF FEDERAL COURTS 229-36 (3d ed. 1976). See generally A GUIDE TO SECTION 1983 chapter 5.
133 City of Kenosha v. Bruno, 412 U.S. 507 (1973), which rejected a similar approach for municipalities, appears to undercut the rationale of the foregoing cases. In holding that municipalities are not "persons" for section 1983 purposes regardless of the relief sought, the Court stated that a bifurcated approach to the meaning of "person" was without support. Id. at 513. However, this has all been changed since Monell v. Department of Soc. Serv., 98 S. Ct. 2018, 2041 (1978), which held that cities and counties are "persons" for 1983 damages purposes. See n.2 supra. Such "persons" can also now be sued for injunctive relief.
134 209 U.S. 123 (1908).
Congratulations! You're now booked up on Section VII from DePaul University's 1978 Law Review article on Judicial Immunity!
You might need to reference it during your pursuit of justice.

For instance, you might need to examine this passage in order to protect yourself from judges/lawyers/organizations who break the law (see this example of a Florida judge who outright committed perjury).

Nevertheless – and as always – please get the justice you deserve.

Sincerely,



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